Facial nerve palsies are a common and significant presentation specifically to ear, nose, and throat (ENT) surgeons but also in general medical practice. The facial nerve is a fundamental structure both for communication and emotion, and as such, functional impairment can lead to a significant deterioration in the quality of life.[rx]
A key element in the initial assessment of a patient presenting with facial weakness is distinguishing between a lower motor neuron (LMN) versus an upper motor neuron (UMN) palsy, as the likely causes and, therefore, treatment for these vary significantly. Applying anatomy to clinical history and examination, a clinician can identify the probable cause of facial nerve palsy and subsequently direct management appropriately.
Causes of Facial Nerve Palsies
Idiopathic/Bell Palsy (70%)
Most commonly, the cause for facial nerve palsy remains unknown and has the name ‘Bell palsy.’ Bell palsy has an incidence of 10 to 40 per 100000.[rx] It is a diagnosis of exclusion.
It usually presents as a lower motor neuron lesion with total unilateral palsy. There is thought to be a viral prodromal period, and it can be recurrent in up to 10% of patients; however, the presence of a facial nerve palsy tends to present fully during the first 24 to 48 hours. [rx] Damage to the nerve from compression within the bony canal can lead to edema and secondary pressure resulting in ischemia and reduced function. Recovery can take up to 1 year and is incomplete in as much as 13% of patients.
Trauma (10 to 23%)
Fractures involving the petrous part of the temporal bone and facial wounds transecting the branches of the facial nerve can cause facial nerve palsies. It takes an incredibly large force to fracture the temporal bone, and the clinician must look for signs such as hemotympanum, battles sign, and nystagmus. Temporal bone fractures usually occur unilaterally and are classified according to the plane of fracture along the petrous ridge (i.e., longitudinal vs. transverse. [rx] Additionally, iatrogenic injury during otological, parotid, and acoustic neuroma surgery can result in traumatic damage to the facial nerve and stretch injury. Clinical history is vital in identifying the likely cause.
Viral (4.5 to 7%) – Herpes Zoster infection resulting in facial paralysis due to geniculate ganglionitis (also known as Ramsay Hunt syndrome (RHS). The virus remains dormant in the geniculate ganglion. The geniculate ganglion also receives innervation from the glossopharyngeal nerve (CN IX). Consequently, the active virus can produce a prodromal period of otalgia and vesicular eruptions within the external auditory canal as well as the soft palate (distribution of CN IX). Additionally, up to 40% of patients with RHS develop vertigo due to the involvement of cranial nerve VIII (vestibulocochlear nerve). [rx] Outcomes are much worse than with Bell palsy, with just 21% recovering within 12 months.
Bacterial – Acute otitis media can cause dehiscence within the facial canal resulting in nerve paralysis. Additionally, cholesteatomas and necrotizing otitis externa can cause facial nerve palsies. A rare cause of facial nerve palsy is Lyme disease, with symptoms such as a tick bite, fatigue, headache arthralgia, and erythema migrans occurring between 1 to 2 weeks after tick exposure. Cardiac involvement (myopericarditis) and arthritis can also occur as part of the syndrome. IgM + IgG serology is vital in these patients from an investigative standpoint. Any patient presenting with a history of erythema migrans and foreign travel exposure requires immediate investigation for Lyme disease.
Neoplasia (2.2 to 5%) – A slowly progressing onset of facial palsy should raise the suspicion of malignancy and prompt a full and thorough head and neck examination. Malignancies resulting in facial nerve paralysis include (but are not exclusive to) parotid malignancies, facial and acoustic neuromas, meningioma, and arachnoid cysts. These will all present with varying degrees and manifestations of facial nerve palsy due to the relative location of the tumor.
Facial Nerve Palsy in Children
The causes of facial nerve palsy in children classified as either congenital or acquired. Acquired causes are the same as in adults as described above, and all of the above etiologies can occur in children.
Congenital causes include:
Traumatic such as high birth weight, forceps delivery, prematurity, or birth by cesarean section.
Syndromic cases include those with craniofacial abnormalities such as Moebius syndrome, Goldenhar syndrome syringobulbia, and Arnold Chiari malformations.
Genetic causes such as hereditary myopathies (myasthenia and myotonic dystrophy. The chromosome loci 3q21-22 and 10q21.3-22.1 have been isolated as causes of hereditary forms of facial paralysis.[rx]
It is worth noting that surgical decompression of the facial nerve within the labyrinthine segment is not recommended for the pediatric population as research has failed to demonstrate beneficial outcomes, and there is a significant risk of sensorineural hearing loss with the procedure.[rx] However, nerve grafts and muscle transfer techniques may still be options for this cohort.
Bilateral Facial Nerve Palsy
Bilateral facial nerve paresis is an uncommon but essential branch of facial nerve palsy, occurring in between 0.3 to 2% of all facial nerve palsies.[rx] Bilateral palsy is important as it is much more likely to represent a systemic manifestation of the disease, with under 20% of cases being idiopathic. Lyme disease represents a significant portion of bilateral facial nerve palsies, accounting for around 35% of cases. Other important differential considerations include Guillain-Barre syndrome, diabetes, and sarcoidosis. Neurological causes of a bilateral facial nerve palsy include Parkinson disease, multiple sclerosis, and pseudobulbar/bulbar palsy.[rx]
Diagnosis of Facial Nerve Palsies
History and Physical
A history of a patient with a viral prodromal period and facial nerve palsy may indicate Bell palsy or RHS. Asking the patient about the development of vesicular eruptions will help distinguish this further. A good otological history (e.g., otalgia, discharge, hearing loss, feeling of fullness in the ear, tinnitus, dizziness) will help to elicit a potential otitis externa/media. It may also assist in the diagnosis of an acoustic neuroma or cholesteatoma. A neurological history is relevant in the context of a UMN facial nerve palsy to help potentially elucidate the cause.
Testing facial movements will help distinguish between an upper (the forehead will be spared) and lower (entire facial movements are compromised) motor neuronal lesion. The degree of facial nerve paralysis is evaluated using the House-Brackman grading system.[rx]
I Normal symmetrical function throughout
II Slight weakness on close inspection + slight asymmetry of smile
III Obvious non-disfiguring weakness, complete eye closure
IV Obvious disfiguring weakness, cannot lift the brow, incomplete eye closure, severe synkinesis
V Barely perceptible motion, incomplete eye closure, slight movement of corner of mouth, absent synkinesis
VI No movement, atonic
Importantly, the difference between grades 3 and 4 is eye closure.
Additional tests used to assess the lesion of the facial nerve clinically are as follows:
Blink test (corneal reflex) – when tapping on the patient’s glabella, a suspension in blinking will occur on the affected side (the ophthalmic division of trigeminal nerve controls afferent limb, the efferent limb is the temporal and zygomatic branch of the facial nerve)
Schirmer test (assessing lacrimation of the lacrimal gland) – lacrimation will be decreased by 75% compared to the normal side using a folded strip of blotting paper in the lower conjunctival fornix. It is important to note that a unilateral lesion within the geniculate ganglion can produce bilateral lacrimal deficiencies.
Stapedial test – This involuntary reaction in response to high-intensity sound stimuli causes contraction of the stapedius muscle and gets mediated by the facial nerve. Testing of the stapedius reflex can be performed using tympanometry.
Salivary Test – Salivation rate is assessed from a submandibular duct following stimulation with a 6% citric acid solution. If positive, there will be a reduction in salivation by 25% at the affected side and indicate a lesion at or proximal to the root of the chord tympani.
Taste test – though using salt sweet, sour, and bitter tastes along with the lateral aspects of the anterior two-thirds of the tongue. A positive result will indicate a lesion at or proximal to the root of the chord tympani.
Examine the ear – externally to ensure no evidence of otitis externa, otitis media, chronic otitis media, or cholesteatoma. The presence of vesicles may indicate Ramsay-Hunt syndrome.
Examine the parotid – for any masses that may reveal a parotid malignancy. Examination of the oral cavity for parapharyngeal swellings and vesicular eruptions is also considered essential.
Examine the eye – initially to establish closure of the lid. If the eye is unable to fully close, then urgent ophthalmology referral and provision of eye protection equipment is advised.
Blood tests such as a full blood count, urea and electrolytes, and a C-reactive protein is necessary for all patients admitted due to an infectious cause of facial palsy. Varicella-zoster virus antibody titers would appear elevated in RHS. IgG and IgM would become elevated in Lyme disease.
An audiogram should be performed semi-urgently to determine the type of any associated hearing loss and the degree.
Electrophysiological tests are suitable for prognosis; however, they are expensive, time-consuming, and has a short time to be useful (less than three weeks after symptom onset)[rx]:
Minimal to maximal stimulation tests – the facial nerve is stimulated with a low current on the affected side and gradually increased until maximal response or patient tolerability. This response then gets compared to the unaffected side with a 4-stage grading system. The test is positive if there is a clinically significant difference between the two sides.
Electroneurography (ENOG) – aims to establish muscle action potential amplitude and is the most accurate at determining the level of palsy. It involves facial nerve stimulation around the level of the stylomastoid foramen and the detection of a motor response near the nasolabial fold. This response then gets compared with the normal side.
Electromyography (EMG) – determines activity within the facial muscles through the detection of fibrillation potentials that only manifest after around three weeks of denervation.
Magnetic Stimulation – tests infratemporal and brain stem aspects of facial nerve through transcranial stimulation. The test needs to be performed immediately as Wallerian degeneration of the nerve will alter the result findings. Magnetic stimulation can be beneficial for infratemporal facial nerve injury where axonal integrity remains, as proximal site stimulation with higher than usual stimulus intensities overcome the block at the injury site and allow facial nerve activity to occur.[rx]
- CT – If necrotizing otitis externa or a complication of middle ear infection is suspected, or there is a history of head trauma or suspicion of malignancy, a CT of the temporal bones is necessary.
- MRI scanning – is useful for the detection of infratemporal lesions that may be resulting in compression of the facial nerve and particularly useful for imaging the cerebellopontine angle. MRI scans may also identify the enhancement of the facial nerve around the geniculate ganglion.
Treatment of Facial Nerve Palsies
Eyecare is incredibly essential in those with palsies resulting in corneal exposure. Artificial tears, adequate lubricant, and taping the eyes closed at night ensure the prevention of corneal ulceration. Ophthalmology referral is a recommendation.
Facial massage + exercises promote active rehabilitation and are essential for patients with facial nerve palsy.
Bell Palsy – current management supported by a Cochrane review with over 1500 patients suggested that the use of steroids and analgesia will increase recovery of motor function if started within 72 hours of symptom onset. [rx] If, within this period, prednisolone 50 mg once a day should be commenced for ten days. If a reducing regime is preferred, 60mg of prednisolone once a day should be given, followed by a daily reduction of 10mg for a total treatment duration of ten days. The introduction of antivirals only showed a minimal benefit for bell palsy, and one study concluded that this combination should be reserved for Ramsay Hunt syndrome.[rx] Over 70% of patients with Bell palsy will recover motor function completely within six months without any treatment.[rx]
Ramsay Hunt syndrome – management includes steroid therapy as described above, analgesia + acyclovir 800 mg 5 times a day for between 7 to 10 days to combat the viral infection. With a full complement of treatment, facial nerve function is expected to recover in about 75% of patients.[rx] Evidence that antiviral therapy is beneficial in Ramsay Hunt syndrome is still lacking; however, their use is still widely practiced.[rx]
Acute otitis media and mastoiditis – related bacterial infection require a complement of intravenous antibiotic therapy (type and duration according to local microbiological guidance).
Lyme disease – management depends on patient age and disease severity. If the localized disease in an individual over the age of eight, 200 mg once daily doxycycline for a total of 10 days is recommended. If under the age of eight, a 14-day course of amoxicillin or cefuroxime to avoid potential tooth staining with tetracycline use.[rx] For most early and localized cases, treatment usually is curative.
In Bell palsy – an over 90% degeneration on ENoG is associated with poor prognosis, and therefore, surgical decompression of the facial canal should merit consideration. However, this has not shown significantly positive outcomes compared to conventional medical treatment.
For acute suppurative otitis media + mastoiditis, myringotomy +/- ventilation tube and or cortical mastoidectomy is advised.
Iatrogenic causes – if a facial nerve palsy is apparent immediately after otological surgery, then a watch and wait policy should be adopted as this can be due to local anesthetic use. After the exclusion of a local anesthetic cause and assuming the surgeon is confident that the facial nerve epineurium is intact, a conservative approach with steroids is an option. Otherwise, an urgent re-exploration, facial decompression +/- nerve grafting must take place. Delayed palsies post-operatively can be due to edema and infection (requiring steroids and antibiotics) but also from over tight packing in open mastoid surgery, which requires removal.
Temporal bone fracture – if immediate and complete facial nerve paralysis occurs, then specialist nerve decompression is required as immediately as the patient’s condition allows (usually within 2 to 3 weeks). If there is a delayed diagnosis and ENoG degeneration of more than 90%, then surgical exploration is required. Specific assessment of the facial nerve will help to dictate the approach as determining the site of nerve damage.
Types of surgery for facial paralysis
Facial nerve decompression – is an option in cases of virally induced facial nerve palsy and also Bell palsy. A trans-mastoid approach would be best for cases of tympanic or mastoid segments damage to the facial nerve. If the damage extends to the labyrinthine segment, then a middle fossae approach allows appropriate decompression. The trans-labyrinthine method is reserved for cases of infratemporal decompression, where the cochleovestibular function is absent.
Facial nerve repair techniques – can subclassify into primary repair and cable grafting. The primary repair offers the highest chance of return of facial nerve function. The aim is to provide a tension-free epineural repair, to avoid traction around the anastomosis and axonal injury.[rx] If tension-free repair is not possible, then a cable graft approach is used. Commonly utilized nerves include the medial and lateral antebrachial cutaneous nerves as well as the sural nerve and great auricular nerve.[rx]
Nerve grafting options – tend to be utilized in intermediate durations of facial paralysis (3 weeks to 2 years) with some studies suggesting the best outcomes if performed within six months of insult. [rx] This two-stage procedure involves an initial incision on the functional side of the face, nerve selection for sacrifice depending on desired functional outcome, and coaptation of the sural nerve graft to the donor facial nerve branches with tunneling to the contralateral side of the face. Following a 9 to 12 month waiting period, selected facial nerve branches and the cross nerve grafts undergo secondary neurotrophins.[rx]
Muscle transfer techniques – are suitable for those patients with chronic facial nerve palsy (older than two years). Regional muscle transfer most commonly utilizes the temporalis muscle; however, the digastric (marginal mandibular nerve injury) and masseter (smile reanimation) are also options. If using temporalis, it is essential to ensure adequate trigeminal nerve function before proceeding. A 1.5 to 2 cm strip of the temporalis is raised and rotated inferiorly beyond the zygoma to the oral commissure to align with the smile vector.[rx]
Transcutaneous Nerve Stimulation – Transcutaneous nerve stimulation is an additional new treatment option for those with unilateral facial nerve palsy. The technology uses EMG signals from muscles on the intact side of the face to simultaneously stimulate the corresponding muscles on the side of paresis. The ultimate aim of therapy is to achieve facial symmetry. Early trials have shown positive results in significant domains of facial expression where the affected side is paretic, with some degree of reinnervation.[rx]
The most important factor when considering the differential diagnosis of facial nerve palsy is whether the lesion is LMN or UMN.
- Due to bilateral cortical innervation of the muscles of the upper face, only LMN lesions will result in complete facial paralysis, although this is not always the case.[rx] Consequently, the most clinically useful assessment of UMN vs. LMN facial nerve palsy is raising of the eyebrows which assess frontalis and orbicularis oculi.
- Lower motor neuronal lesions are ones such as Bell palsy, Ramsay Hunt syndrome, and others further described in this article. Upper motor neuronal lesions are responsible for causing facial nerve palsy include stroke, multiple sclerosis, subdural hemorrhage, and intracranial neoplasia.
Complications of facial nerve palsy are numerous and significant. Conservative eye care aims to reduce possible ophthalmic complications associated with a facial nerve palsy that include exposure keratitis and drying of the cornea with potential ulceration.[rx]
However, other hyperkinetic complications associated with facial nerve palsy include hemifacial spasm, facial asymmetry, and synkinesis.
Facial asymmetry is a significant cause of patient concern and can cause considerable distress through disfigurement.
Synkinesis is voluntary facial movements that are accompanied by involuntary movements. The most common manifestation of synkinesis is the involuntary movement of the mouth upon eye closure and is known as ocular-oral synkinesis. Another notable manifestation of facial nerve synkinesis is that of gustatory lacrimation, otherwise known as crocodile tear syndrome.[rx]
Management for these hyperkinetic complications of facial nerve palsy includes facial muscle therapy and botulinum toxin treatment. Facial muscle therapy seeks to attempt to strengthen the weaker half of the facial musculature to compensate for synkinesis. Botulinum toxin, however, aims to paralyze facial muscles and is used in managing both synkinesis and hemifacial spasm.[rx]
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